Descrição da Função
Your New Company:
If you are interested in joining a company chat is growing, please senda us tour CV.
Main Tasks:
Working with Technology and Third-Party Vendors to finetune the scenarios from which and Trade alerts are derived, troubleshooting any issues, and moving towards achieving goals
Establishing and maintaining written procedures and governance processes around the Trade Surveillance
Driving the enhancement and improvement of the programs from both an effectiveness and efficiency perspective
Working with line of business supervisors, first line of defense employee, and compliance managers
Conducting deep dive Investigations of potential issues when necessary
Keeping up-to-date with regulatory changes, internal policy updates, and disciplinary actions to determine that the monitoring system incorporates up-to-date search techniques, rules, lexicons and other attributes
Planning enhancements both internally and with Third-Party Vendors to incorporate other statistical methods, machine learning, and artificial intelligence in the monitoring tool
Preparing metrics to report monitoring results to senior management, including identifying potential trends or themes that may warrant further consideration or action.
Qualifications
Degree in Economics, Finance, Management (or a relevant area)
+3 years experience in Management
Advanced knowledge in Surveillance; Compliance anda Financial Market
Fluent English is mandatory
Advanced knowledge of Microsoft Office products. Bloomberg and Refinitiv is a plus
Contacto
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