Overview
Job Description: As part of Finance Second Line of Defense, the Capital Senior Auditor, located in Lisbon, actively supports the Capital Stream Leader, located in Paris, in his/her supervising role of the permanent control framework on the accounting and financial information related to prudential requirements (Basel IV; CRR3; ICAAP; COREP).
Responsibilities
Maintain the Capital Generic Control Library, together with the relevant people in SMR-Capital Adequacy.
Contribute to the correct understanding of the controls to be performed by various 1LoD teams, and by 2LoD Finance teams within the Group.
Organize the corresponding certification process for Divisions/Business Lines.
Report on the quality of the control framework to relevant permanent control governance bodies of Finance & Strategy and of the Group.
Define the 2LoD testing strategy/approach to be used for the 2LoD testing campaign on controls performed by the central teams.
Perform the 2LoD testing on central teams.
Prepare a synthesis of the 2LoD testing outcomes on central teams managed scope to be shared in the relevant F&S committees.
Follow up recommendations on Capital reporting scope worldwide including IG, external auditors and ECB.
Contribute to internal/external inspections' requests on permanent control framework on Capital reporting.
Responsibilities – Additional
The 2LoD check and challenge of controls of the 1LoD central teams in his/her direct scope involves the following main responsibilities:
Understand 1LoD teams' production and control processes.
Be knowledgeable about the Capital Generic Control Library and related procedures.
Follow up recommendations issued by internal or external control bodies to address deficiencies identified in 1LoD team's processes.
Implement the 2LoD testing program defined with the Stream Leader to report the results and evidence of the performance of 2LoD controls in Group tools.
Prepare the synthesis and required documents to communicate the controls results to the relevant stakeholders/committees (Group and Business lines level).
The Central 2LoD Controller on Capital
Organize the interaction with the 2LoD teams of the Regions involved in the Capital reporting production/control process to gather information on the results of their controls and issues identified impacting the quality of the data used by the 1LoD teams and challenge it.
Coordinate with OPC teams of the 1LoD teams and OPC Watchtower team for all topics related to the tools used to report controls results.
Actively support the Stream Leader in any other task, among which the review of the certificates received at Group level.
Main Tasks
Experience in control or audit (preferably in the banking and/or financial sector).
Strong accounting expertise.
Critical thinking.
Qualifications
We are looking for a Senior Accounting Controller, ideally with a minimum of 3 years of experience in control, finance or audit, preferably in the banking and/or financial sector.
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