Legal and Compliance Manager - Establish new Legal operations and lead Compliance excellence
Who We Are:
APEX is a pioneering investment firm with a strong foothold in sports, media, and entertainment. Our mission is to transform athletes into influential entrepreneurs and capitalize on cutting-edge technology and premier sports assets. As we expand our operations, we seek a highly skilled Legal and Compliance Manager to ensure our regulatory compliance and legal standards align with Portuguese and international frameworks.
Role Overview:
As the Legal and Compliance Manager, you will play a critical role in ensuring APEX adheres to all applicable regulatory frameworks, with a particular focus on Portuguese asset management regulations, specifically the Regulamento de Gestão de Activos (Regulamento da CMVM n.O 7/2023, de 29 de dezembro). This is a unique opportunity to help establish and shape a new compliance function within APEX, working closely with internal stakeholders to build a compliance and regulatory excellence culture.
Key Responsibilities:
Regulatory Compliance & Oversight:
* Ensure full compliance with Portuguese financial regulations, including CMVM guidelines, and international best practices.
* Develop and implement policies and procedures to support compliance with Regulamento da CMVM n.O 7/2023.
* Monitor changes in regulatory frameworks and assess their impact on APEX's operations.
* Liaise with regulators, legal advisors, and auditors to address compliance-related inquiries and audits.
* Oversee the preparation and submission of regulatory filings and reports.
* Provide legal guidance on investment structures, contracts, and regulatory requirements.
* Ensure company activities align with financial services and investment laws.
* Assist in reviewing and negotiating agreements related to fund management and investment operations.
* Develop and maintain a robust risk management framework in line with legal and compliance obligations.
* Conduct internal audits and compliance assessments to identify potential risks and recommend mitigation strategies.
* Lead the resolution of compliance-related incidents and regulatory breaches.
Internal Collaboration & Training:
* Collaborate with internal teams to ensure compliance is embedded into APEX's operational processes.
* Provide training to employees on regulatory obligations, ethical business conduct, and compliance best practices.
* Act as a key compliance advisor to senior leadership on strategic initiatives and expansion plans.
What are we looking for?
* Bachelor's or Master's degree in Law, Finance, or a related field (legal background preferred).
* In-depth knowledge of Portuguese financial regulations, including CMVM asset management regulations.
* Proven experience in a compliance role within the financial services, investment, or asset management industry.
* Familiarity with regulatory bodies such as CMVM, AML/KYC frameworks, and international compliance standards.
* Excellent analytical, problem-solving, and decision-making skills.
* Strong communication and interpersonal skills with the ability to engage with stakeholders at all levels.
* Fluency in Portuguese and English is required.
What We Offer:
* Professional Development:
Opportunities for career growth and ongoing training.
* Flexible Work Policy:
Hybrid working model to support work-life balance.
* Unique Industry Exposure:
Work alongside high-profile athletes and industry leaders, driving financial and strategic growth.
* A dynamic, collaborative, and inclusive work culture in the exciting world of sports, media, and entertainment investments.
Seniority level
- Mid-Senior level
Employment type
- Full-time
Job function
- Legal
- Industries
Venture Capital and Private Equity Principals
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