Role Overview
The Financial Compliance Associate supports the organization's financial compliance and financial crime prevention efforts for a large social media platform.
The role focuses on executing day-to-day compliance activities under clear guidance and established Standard Operating Procedures (SOPs).
The Associate will assist with AML, Transaction monitoring, customer due diligence (CDD) and enhanced due diligence (EDD), while developing the skills needed to apply a risk-based approach and make well-supported and documented recommendations.
This role is well-suited to candidates who are adaptable to a fast-paced environment, strong analytical skills, ability to produce rational judgment, detail-oriented, and comfortable working with data and technology.
Key Responsibilities
Conduct financial compliance reviews and investigations in line with AML, CTF, sanctions, and financial crime requirements
Perform risk-based assessments using explicit guidance, operational procedures, and defined frameworks
Review, analyze, and interpret large volumes of transactional and behavioral data to identify potential financial crime or compliance risks
Execute Enhanced Due Diligence (EDD) and ongoing monitoring activities where higher risks are identified
Initiate and manage Requests for Information (RFIs) to obtain additional documentation or clarification from internal stakeholders
Document investigations clearly and comprehensively, ensuring outcomes are defensible, auditable, and evidence-based
Provide clear recommendations and escalation decisions based on analysis, findings, and applicable risk tolerance
Adhere strictly to Standard Operating Procedures (SOPs), internal controls, regulatory expectations, and industry best practices
Utilize multiple internal and external systems, tools, and databases to support investigative and compliance activities
Maintain high standards of confidentiality, data protection, and ethical conduct
Follow quality, accuracy, and timeliness standards in all tasks.
Escalate issues, uncertainties, or potential high-risk cases in line with procedures
Participate in training, coaching, and continuous learning to build knowledge of financial compliance and financial crime risks.