Compliance Verification Key Function ResponsibilitiesAdvising the management body regarding compliance with applicable legal, regulatory and administrative provisions, as well as guidelines issued by the Credit Agricole Assurances (CAA) Group.
Assessing the potential impact of changes in the legal framework on the insurance or reinsurance company's activity.
Identifying and assessing compliance risk.
Providing legal advice to the organization's governing bodies, including analysis of contractual, corporate and legal-impact documents, issuing opinions on insurance law matters (excluding labor, tax and claims litigation matters, which are directly managed under service agreements).
Promoting, together with the Data Protection Officer, the implementation of applicable personal data protection regulations.
Coordinating the implementation of international sanctions compliance, anti-corruption, and fraud prevention programs.
Coordinating correspondence with the ASF, as well as the execution and submission of periodic reports and ad hoc responses to the Supervisor.
Advising the Company's departments in their relations with the CAA and in the execution of audit and/or follow-up programs, as well as inspections carried out by Supervisors.
Coordinating with the CAA Group the transposition and implementation of relevant Corpus Fides provisions in the Company, ensuring integration of CAA principles and procedures in internal processes.
Coordinating the fraud prevention and detection strategy and ensuring articulation with Company departments and designated fraud correspondents.
Brief Function/Activity DescriptionMonitoring business/product projects from a compliance perspective (sector legislation, CA Group policies and standards).
Implementing and updating the control plan, including analysis, monitoring and reporting.
Executing 2nd-level controls.
Performing daily controls to ensure compliance with financial security and international sanctions rules.
Reviewing relevant compliance policies.
Preparing reports to the supervisor under DRCS responsibility and participating in others.
Preparing reports to the Group.
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