Job Opportunity
The Surveillance Team Leader will oversee a team of analysts for trade surveillance within the compliance department.
* Manage all aspects of trade surveillance to ensure regulatory compliance.
* Collaborate with technology and vendor teams to fine-tune scenarios and troubleshoot issues.
* Develop written procedures and governance processes around trade surveillance.
* Drive enhancements and improvements to programs from both effectiveness and efficiency perspectives.
This role requires a senior professional with knowledge of financial markets, experience working with financial products, and expertise in trading activity. The ideal candidate will possess strong leadership skills, excellent communication abilities, and the ability to navigate complex regulatory environments.
Key Responsibilities
• Manage a team of 12 analysts for trade surveillance
• Collaborate with technology and vendor teams
• Develop written procedures and governance processes
• Drive enhancements and improvements to programs
Required Skills and Qualifications
A successful Surveillance Team Leader must have:
* Financial markets knowledge
* Experience working with financial products
* Knowledge in trading activity
Additionally, the ideal candidate should possess strong leadership skills, excellent communication abilities, and the ability to navigate complex regulatory environments.
Benefits
This role offers opportunities for professional growth and development, as well as a competitive salary and benefits package.
Others
As a Surveillance Team Leader, you will be part of a dynamic team dedicated to ensuring the integrity of our financial operations.